The purpose of an investment due diligence checklist is for an investor to make sure that they have completed full due diligence on a potential investment opportunity.
FINRA Rule 2210 outlines the regulatory rules that govern investor outreach and “Section(d)” provides guidance in terms of the type and quality of content that meets regulatory standards. Check out our guidelines to help you ensure investors are provided with the right information.
All securities-related activity is conducted by Deer Isle Capital LLC (“DI Capital”), a subsidiary of Deer Isle, and a registered broker-dealer and member FINRA/SIPC, located at 2 West 46th Street, Suite 402, New York, NY 10036. You may view the background of this broker-dealer and its registered investment professionals on FINRA’s BrokerCheck. DI Capital has set forth certain procedures in its Business Continuity Plan, a free copy of which may be requested at any time, to prepare for unexpected and significant business disruptions. DI Capital does not make investment recommendations and no communication, through this site or in any other medium should be construed as a recommendation for any security offered on or off this site. Investments in private offerings are speculative and involve a high degree of risk and those investors who cannot afford to lose their entire investment should not invest in such offerings.
2W 46th St, Suite 402
New York, New York 10036
+1 (212) 488 0555